Empire State Wealth Advisors Inc

Our Financial Planning Process | Empire State Wealth Advisors Inc

Discover our step-by-step financial planning process.

Build a personalized, long-term strategy for retirement and wealth management.

At Empire States Wealth Advisors Inc, we believe that a detailed, personalized planning process is the foundation for lasting financial security. Our mission is to truly understand who you are—your goals, values, and lifestyle—so we can build a dynamic financial plan that adapts as your life evolves. Whether you’re planning for retirement, managing investments, or seeking a trusted financial advisor, we’re with you every step of the way.

We don’t just create a plan and walk away — we build a long-term relationship focused on your financial success.

Our Process

So What are the steps?

Step One:
Introductory Meeting

Every strong partnership begins with understanding. During our first meeting, we take the time to get to know you—your financial goals, priorities, and potential challenges. This step allows us to define expectations and determine whether an ongoing partnership is the right fit. Our goal is to make sure you feel confident in choosing Empire States Wealth Advisors Inc as your trusted financial advisor.

Step Two:
Exploration Phase

Once we understand your priorities, we move into a deeper discussion of your financial situation. This stage allows us to analyze your income, savings, investments, and lifestyle goals in greater detail. By having open and transparent conversations, we can begin sketching a preliminary financial roadmap designed around your long-term vision.

Step Three:
Detailed Planning

With a clear understanding of your needs, we now craft a comprehensive financial plan tailored to you. This roadmap covers critical areas such as:

Retirement savings and investment strategy
Risk management and insurance
First-time home ownership planning
Estate and legacy planning

Our plans are easy to follow and actionable, ensuring you always know your next steps toward financial independence.

Step Four:
Ongoing Guidance and Support

Life changes—and so should your financial plan. As your career, family, or lifestyle evolves, we proactively adjust your strategy to keep you on track. Our ongoing advisory services ensure your investments, retirement savings, and financial goals stay aligned with your current needs.

We’re here for the long haul, providing continuous support, market insights, and advice to help you build lasting wealth and peace of mind.